wealth jobs in Larnaca

Role Purpose The Advice Quality Checker EU is responsible for the independent review and approval of client files to ensure all investment recommendations and ongoing advice provided by the Company meet the requirements of CySEC, MiFID II, ESMA Guidelines, internal policies and procedures, and applicable consumer protection standards. The successful...

The role Working with the Regulatory Compliance Officer and AML Compliance Officer, you will help maintain the compliance framework, carry out monitoring, follow up findings, and prepare accurate management information and regulatory submissions. Key responsibilities Help deliver the Compliance Risk Assessment and Compliance Monitoring Plan, including...

The role You will lead the Company's in-house risk management function, reporting directly to the Board of Directors with access to the information needed to perform the role. You will identify, assess, monitor and report the risks arising from our investment advice and RTO activities. The Board defines and approves risk appetite and oversees the...

Role Purpose The Advice Quality Checker EU is responsible for the independent review and approval of client files to ensure all investment recommendations and ongoing advice provided by the Company meet the requirements of CySEC, MiFID II, ESMA Guidelines, internal policies and procedures, and applicable consumer protection standards. The successful...