AML Compliance Officer

Connecting clients to markets – and talent to opportunity.

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

Position purpose: General monitoring duties and ensuring that the Company complies with all applicable Anti-money Laundering Laws and Regulations to secure compliance with CySEC's Requirements. Assist and inform the Head of Compliance & AML of the Company for AML related matters.

Primary duties include:

• Assist with the day-to-day implementation of the Company's Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) operations in line with legal and regulatory requirements, as well as the Company's internal policies and procedures;
• Ensure Compliance of the Company to prevailing Laws, Circulars and Directives issued by CySEC;
• Develop, implement and maintain AML policies and procedures as outlined in the Company's Internal Procedures Manual;
• Maintain internal AML registers, logs, and documentation in accordance with regulatory standards;
• Assist in the preparation of relevant reports to management;
• Conduct Risk Assessments by evaluating customer profiles, products and services to identify and mitigate AML Risks
• Investigate and document alerts generated by AML systems and/or escalations from the Central Team;
• Assist in the drafting and preparation of the Suspicious Activity Reports (SARs) for submission to the relevant authorities;
• Support the Head of Compliance & AML Officer in educating and training staff on AML Regulations, internal procedures and red flag identification, to foster a culture of compliance
• Perform regular audits and reviews to assess the effectiveness of the AML controls and the monitoring plan, ensuring ongoing compliance;
• Keep up to date with regulatory developments, changes in AML laws and best practices;
• Perform any other ad hoc tasks as required by the department.

To land this role you will need:

• Minimum of 2 years' experience in the AML Officer role;
• Excellent understanding of CySEC's Laws, Circulars and Directives;
• Strong knowledge of ESMA's guidelines and EU AML regulatory frameworks;
• Holder of CySEC's Advanced Certificate (considered an advantage);
• Holder of CySEC AML Certificate (considered an advantage);
• Fluency in English and Greek, both written and verbal. Any other language is considered to be an advantage.

Core Competencies

• Confidence to interact with individuals from all levels of the business;
• Strong analytical, problem-solving and organizational skills;
• High attention to detail and ability to work autonomously and meet deadlines in a dynamic environment;
• Team player with a proactive and professional attitude;
• Excellent communication and interpersonal skills, with the ability to advise and influence.

 Education:  

• University degree

Working Environment: 

• Hybrid, 4 days per week in the office.