
Senior Associate
13 hours ago
The Senior Associate (Regulatory Compliance) role falls under the advisory function of the Stratos Group Compliance Department and requires a deep understanding of financial regulations as they apply to both the Firm and the broader Group. The role involves supporting the Firm's compliance program by strengthening its framework, guiding monitoring activities, and contributing to the review of financial promotions and marketing initiatives. Additionally, the role provides regulatory advice and develops tailored compliance solutions for other regulated entities within the Stratos Group.
Primary responsibilities (not limited to)
- Stay abreast of the regulatory environment and expectations
- Analysis of incoming regulations and support implementation
- Lead the research initiatives when penetrating new markets, acquiring new business or applying for regulatory licenses
- Administer a number of key compliance responsibilities, with a principal focus on the regulatory framework of the Cyprus Securities and Exchange Commission (CySEC). The candidate will be expected to monitor, review, and advise on CySEC regulatory requirements, ensuring their consistent and effective application within the Firm's compliance program.
In addition, the role encompasses responsibility for researching, interpreting, and advising on regulatory developments issued by other key supervisory authorities, including the European Securities and Markets Authority (ESMA), the UK Financial Conduct Authority (FCA), the Australian Securities and Investments Commission (ASIC), the Dubai Financial Services Authority (DFSA), and the Financial Services Authority of Seychelles (FSA).
- Assist in the preparation of a compliance risk assessment on the inherent compliance risk exposure of the Firm or any of the Stratos Group entities
- Assist in preparing a monthly regulatory sweep
- Assist the marketing department with research on marketing practices in jurisdictions where the Firm conducts its business
- Provide input in the form of memorandums or policy updates in a timely fashion to senior compliance management to serve in front of various Firm and/or Group committees - Credit Risk Committee, Financial Crime Compliance Committee, Risk Management Committee, Product Governance Committee and any other committee
- Support the Managing Director of Regulatory Compliance in the continual evaluation and implementation of relevant compliance policies, procedures and processes
- Draft written policies and procedures
- Conduct gap analysis of policies and procedures and assist with the remediation of noted deficiencies
- Handle external requests for information from regulatory bodies/external stakeholders
- Assist in projects that have regulatory implications
- Perform other assignments and tasks as assigned by management
Requirements
- 3–5 years of compliance or related legal experience.
- A degree in finance, law, business or a related field
- Experience working with financial regulations and regulatory bodies.
- Working knowledge of the EU financial services regulatory framework, with particular experience and/or knowledge of the regulatory regime applicable to Contracts for Differences (CFDs), exchange-traded financial instruments, and crypto-assets governed under the Markets in Crypto-Assets (MiCA) Regulation.
- Ability to collaborate effectively with the business and build smooth working relationships across departments.
- Strong analytical and problem-solving skills, with excellent attention to detail.
- Excellent organisational skills and the ability to manage competing priorities and meet strict deadlines.
- Proficiency in Microsoft Word, Excel, and PowerPoint.
- Ability to adapt and prioritise in a fast-moving, constantly evolving regulatory environment.
- Effective written and verbal communication skills.
- Excellent written and spoken English skills
Working Hours:
40/week, Monday–Friday.
Hybrid:
3 days in-office.
Please submit your CV in English. Only shortlisted candidates will be contacted for an interview.
All Stratos Europe Limited employees must be eligible to work in Cyprus.
-
Associate Senior Accountant
1 week ago
Nicosia, Nicosia, Cyprus MAP S Full time €13,200 - €39,600 per yearContinue PreviousEmailLoginArabic Bulgarian Catalan Czech Welsh Danish German Greek English Spanish Estonian Persian Finnish French Hebrew Hindi Croatian Hungarian Icelandic Italian Japanese Lithuanian Latvian, Lettish Macedonian Malay Maltese Dutch Norwegian Polish Portuguese Romanian Russian Slovak Slovenian Albanian Serbian Swedish Thai Turkish Ukrainian...
-
Senior Auditor
13 hours ago
Nicosia, Nicosia, Cyprus Kdes & Co Ltd Full time €40,000 - €60,000 per yearPosition: Senior AuditorLocation: MaltaFinanz Audit Services Ltd, member of Treppides Group, is currently hiring for a Senior Auditor to join our office in Malta.Job Summary:A Senior Auditor is responsible for conducting audits for multiple clients in a wide variety of industries (i.e., financing, investment companies, trading companies) in accordance with...
-
Senior Accountant
2 weeks ago
Nicosia, Nicosia, Cyprus Axia-Search Full time €36,000 - €44,000 per yearOn behalf of a corporate tax and advisory specialist, a fantastic new position is now live and accepting applications for a Senior Accountant based in Nicosia.Permanent position€30,000 - €40,000 + benefits and bonus.Hybrid working - Three days on-site, two days working from homeKey ResponsibilitiesPrepare, review, and analyse monthly, quarterly, and...
-
Senior Legal Advisor
4 days ago
Nicosia, Nicosia, Cyprus Markets Full time €45,000 - €90,000 per yearseek to recruit aSenior Legal Advisorto be based in our Nicosia office.About , is a global brand, multi-regulated broker operating in the financial services industry. We offer a dynamic, multicultural and collaborative environment with excellent opportunities for personal and professional growth.The OpportunityWe are seeking a Senior Legal Advisor to join...
-
Security Support Associate
1 week ago
Nicosia, Nicosia, Cyprus IOM Full time €25,000 - €35,000 per yearApplications are welcome from internal and external candidates. For all IOM vacancies, applications from qualified and eligible first-tier candidates are considered before those of qualified and eligible second-tier candidates in the selection process. For the purpose of this vacancy, internal candidates are considered first-tier candidates.Established in...
-
Finance Senior Analyst
2 weeks ago
Nicosia, Nicosia, Cyprus NCR Atleos Full time €60,000 - €80,000 per yearAbout NCR AtleosNCR Atleos, headquartered in Atlanta, is a leader in expanding financial access. Our dedicated 20,000 employees optimize the branch, improve operational efficiency and maximize self-service availability for financial institutions and retailers across the globe.Position Summary & Key Areas Of ResponsibilityResponsible for supporting the...
-
Finance Senior Analyst
2 weeks ago
Nicosia, Nicosia, Cyprus NCR Atleos Full time €45,000 - €90,000 per yearAbout NCR AtleosNCR Atleos, headquartered in Atlanta, is a leader in expanding financial access. Our dedicated 20,000 employees optimize the branch, improve operational efficiency and maximize self-service availability for financial institutions and retailers across the globe.POSITION SUMMARY & KEY AREAS OF RESPONSIBILITY:Responsible for supporting the...
-
Senior Engineer
1 week ago
Nicosia, Nicosia, Cyprus M.S Networx Solutions LTD Full time €45,000 - €75,000 per yearWho We Are?M.S Networx was established in 2004 aiming to provide the latest technology and IT solutions to all small and medium businesses in Cyprus, by helping our customers overcome any problems associated with IT thus helping them focus on their core business. Over the years we gained valuable experience and we have partnered with all major software and...
-
Nicosia, Nicosia, Cyprus Deloitte Full time €35,000 - €55,000 per yearTheQuality, Risk, Security (QRS) Departmentof Deloitte Middle East & Cyprus is seeking to recruit aQuality Risk Management Technology and Analytics Supportofficer, at the level ofExperiencedAssociate, based in ourNicosiaoffice.The TeamIt takes a high-powered network of internal support professionals to keep Deloitte going strong. Deloitte leads with purpose,...